-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EisscpaV1xI8W2vyB5zQTUqNHESDQn3BkNzwQX73HeGLlIzXyM9I/DHpz5ZNYAc3 jy0LaTxWTMZhDIBSSXZJVg== 0000950144-96-002981.txt : 19960530 0000950144-96-002981.hdr.sgml : 19960530 ACCESSION NUMBER: 0000950144-96-002981 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960529 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAI SYSTEMS CORP CENTRAL INDEX KEY: 0000760436 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 222554549 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38111 FILM NUMBER: 96573710 BUSINESS ADDRESS: STREET 1: 9600 JERONIMO RD CITY: IRVINE STATE: CA ZIP: 92718 BUSINESS PHONE: 7145800700 MAIL ADDRESS: STREET 1: 9600 JERONIMO RD CITY: IRVINE STATE: CA ZIP: 92717 FORMER COMPANY: FORMER CONFORMED NAME: MAI BASIC FOUR INC DATE OF NAME CHANGE: 19901205 FORMER COMPANY: FORMER CONFORMED NAME: BSIC SUBSIDIARY INC DATE OF NAME CHANGE: 19850106 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEBOW BENNETT S CENTRAL INDEX KEY: 0001005790 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O BROOKE GROUP LTD STREET 2: 100 SOUTHEAST SECOND STREET 32RD FLOOR CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 3055798000 MAIL ADDRESS: STREET 1: C/O BROOK GROUP LTD STREET 2: 100 SOUTHEAST SECOND STREET 32RD FLOOR CITY: MIAMI STATE: FL ZIP: 33131 SC 13D/A 1 MAI SYSTEMS SC 13D/A NO. 9 5-24-96 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 9)* MAI SYSTEMS CORPORATION - -------------------------------------------------------------------------------- (NAME OF ISSUER) COMMON STOCK, $.01 PAR VALUE - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 552620 20 5 - -------------------------------------------------------------------------------- (CUSIP NUMBER) Marc N. Bell, c/o Brooke Group Ltd., 100 S.E. Second Street, Miami FL 33131 (305) 579-8000 - -------------------------------------------------------------------------------- (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS) May 24, 1996 - -------------------------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1: and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP No. 552620 20 5 SCHEDULE 13D Page 2 of 4 Pages --------------------- -------- -------- (1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons BENNETT S. LEBOW --------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] (3) SEC Use Only --------------------------------------------------------------------- (4) SOURCE OF FUNDS* --------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) --------------------------------------------------------------------- (6) Citizenship or Place of Organization UNITED STATES --------------------------------------------------------------------- (7) Sole Voting Power Number of 581,233 Shares -------------------------------------------------------- Beneficially (8) Shared Voting Power Owned by -- Each -------------------------------------------------------- Reporting (9) Sole Dispositive Power Person With 581,233 -------------------------------------------------------- (10) Shared Dispositive Power -- -------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 581,233 --------------------------------------------------------------------- (12) Check Box if Aggregate Amount in Row (11) Excludes Certain Shares* [ ] --------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 8.6% --------------------------------------------------------------------- (14) Type of Reporting Person* IN --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 3 SCHEDULE 13D CUSIP NO. 552620 20 5 PAGE 3 OF 4 PAGES PRELIMINARY STATEMENT: This Amendment No. 9 supplements the Schedules 13D filed severally by, among others, Bennett S. LeBow (the "Reporting Person") with the Securities and Exchange Commission on April 25, 1994, as previously amended by Consolidated Amendments Nos. 1-2 and Amendments Nos. 3-8 thereto (as amended, the "Schedule 13D"), relating to the common stock, par value $.01 per share (the "Common Stock"), of MAI Systems Corporation, a Delaware corporation ("MAI"). Unless otherwise defined herein, all terms used herein shall have the meanings ascribed to them in the Schedule 13D. Item 5 is hereby amended as follows: ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As of May 28, 1996, the Reporting Person was the beneficial owner of 581,233 shares of Common Stock (the "Shares"), which constituted approximately 8.6% of the 6,728,401 shares of Common Stock outstanding as of March 22, 1996 (as reported in MAI's Annual Report on Form 10-K for the fiscal year ended December 31, 1995). (b) The Reporting Person indirectly exercises voting power and dispositive power over the Shares through LeBow Family Partnership 1993, Ltd., a Florida limited partnership ("LFP"). (c) The following transactions in the Common Stock were effected during the past sixty days:
Trade Date Nature of Transaction Quantity Price Per Share ($) ---------- ------------------------ ----------- ------------------- 04/19/96 AMEX - Disposition* 800,000 5.75 05/02/96 AMEX - Disposition** 10,000 7.75 05/03/96 AMEX - Disposition* 9,000 8.50 05/03/96 AMEX - Disposition* 1,000 8.62 05/08/96 AMEX - Disposition** 1,000 8.62 05/08/96 AMEX - Disposition** 9,000 8.50 05/09/96 AMEX - Disposition* 10,000 8.75 05/10/96 AMEX - Disposition** 5,000 9.00 05/10/96 AMEX - Disposition** 5,000 8.87 05/10/96 AMEX - Disposition* 10,000 9.00 05/14/96 AMEX - Disposition* 1,200 9.12 05/15/96 AMEX - Disposition* 5,000 9.12 05/15/96 AMEX - Disposition* 5,000 9.75 05/24/96 AMEX - Disposition** 13,799 9.75 05/24/96 AMEX - Disposition* 186,201 9.75
* By the Reporting Person **By LFP Item 6 is hereby amended as follows: ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER As of May 24, 1996, all shares of Common Stock owned directly by the Reporting Person and that had been pledged to U.S. Clearing Corp., as security for a margin loan, had been sold by the Reporting Person. 4 SCHEDULE 13D CUSIP NO. 552620 20 5 PAGE 4 OF 4 PAGES SIGNATURE After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: May 29, 1996. BENNETT S. LEBOW By: /s/ Bennett S. LeBow ------------------------------ Bennett S. LeBow -----END PRIVACY-ENHANCED MESSAGE-----